Hayden Ivan Lipp

Employer firm

Hayden Lipp Registered Investment Advisor CRD 145010

$15.0M regulatory AUM 12 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Hayden Lipp Registered Investment Advisor

Sarasota, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2007-09-25

FL RA
APPROVED

Since 2007-09-25

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fortune Financial Services Inc	New Brighton	PA	09/2007	Present

09/2007 → Present

Fortune Financial Services Inc

New Brighton, PA

Previous Registrations

2006-01-11 → 2007-08-30

Woodbury Financial Services, Inc.

Sarasota, FL

Sarasota, FL
2003-06-19 → 2005-12-31

Waddell & Reed

Memphis, TN

Other Businesses

HAYDEN LIPP FINANCIAL SERVICES, 1099 INCOME, ABOUT 60 HRS/MON, 45 HRS DURING TRADING HRS. DBA: HAYDEN LIPP FINANCIAL SERVICES,LLC. ACTS AS MANAGING MEMBER INSURANCE SALES AGENT (LIFE, HEALTH, LTC, DISABILITY, ANNUITIES) HAYDEN LIPP - OWNER RIA - HAYDEN LIPP FINANCIAL SERVICES LLC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-25
S63	Uniform Securities Agent State Law Examination	1984-02-23

S66 Uniform Combined State Law Examination

2003-04-25
S63 Uniform Securities Agent State Law Examination

1984-02-23

View on SEC IAPD