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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-27 |
| CA | RA | APPROVED | 2002-12-06 |
Branch Locations
333 W Santa Clara St Ste 712, San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Jose | CA | 12/2002 | Present |
1. 12/2/2002 - HYNEK FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA. 2. 9/13/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 09/10/2021 - 1 Hour Per Month During Securities Trading - Provide clients with notary services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-27 |
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