Michael John Mccarthy

Oppenheimer & Co. Inc.

Chesterfield, MO

Chesterfield, MO

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Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-01-03
MO	RA	APPROVED	2007-11-05

TX RA
APPROVED_RES

Since 2017-01-03
MO RA
APPROVED

Since 2007-11-05

Branch Locations

One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States

Camdenton, MO • United States

Chesterfield Ridge Circle 16401 Swingley Ridge Rd Suite 425, Chesterfield, MO 63017 • United States

Chesterfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Chesterfield	MO	04/2003	Present

04/2003 → Present

Oppenheimer & Co. Inc.

Chesterfield, MO

Previous Registrations

2003-04-15 → 2007-11-13

Oppenheimer Asset Management

New York, NY
2002-04-22 → 2003-01-03

Cibc World Markets Corp.

St. Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-02
S63	Uniform Securities Agent State Law Examination	1984-12-13

S65 Uniform Investment Adviser Law Examination

1996-04-02
S63 Uniform Securities Agent State Law Examination

1984-12-13

Other Names

Michael John Mccarthy
Michael John Mccarthy

View on SEC IAPD

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