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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-19
WI RA APPROVED 2026-02-19
  • TX RA
    APPROVED
    Since 2026-02-19
  • WI RA
    APPROVED
    Since 2026-02-19

Branch Locations

20935 Swenson Dr Ste 325 3Rd Fl, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Milwaukee WI 07/2016 04/2021
Wells Fargo Clearing Services, Llc Waukesha WI 04/2021 02/2026
Wells Fargo Advisors Financial Network, Llc Waukesha WI 02/2026 Present
Previous Registrations
  • 2021-04-01 → 2026-02-19
    Waukesha, WI
  • 2016-07-11 → 2021-04-06
    Bmo Harris Financial Advisors, Inc.
    Milwaukee, WI
    Chicago, IL
    Milwaukee, WI
  • 2009-06-01 → 2016-07-27
    Milwaukee, WI
    Beverly Hills, CA
    Sherman Oaks, CA
  • 2008-09-12 → 2009-06-01
    Morgan Stanley & Co. Llc
    Beverly Hills, CA
  • 2008-05-23 → 2008-09-26
    Los Angeles, CA
  • 2007-05-01 → 2008-05-16
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
Other Businesses

TOTAL WINE AND MORE, NOT INV RELATED, GREENFIELD , WI, SALES TEAM MEMBER, START 10/26/2019, 45 HOURS PER MONTH, ZERO HOURS DURING TRADING, RETAIL WINE AND SPIRIT SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-30
  • S66 Uniform Combined State Law Examination
    2007-04-30
Other Names
  • Jennie Steil
  • Jennifer Leslie Steil

View on SEC IAPD

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