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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-19 |
| WI | RA | APPROVED | 2026-02-19 |
Branch Locations
20935 Swenson Dr Ste 325 3Rd Fl, Waukesha, WI 53186 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Milwaukee | WI | 07/2016 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Waukesha | WI | 04/2021 | 02/2026 |
| Wells Fargo Advisors Financial Network, Llc | Waukesha | WI | 02/2026 | Present |
TOTAL WINE AND MORE, NOT INV RELATED, GREENFIELD , WI, SALES TEAM MEMBER, START 10/26/2019, 45 HOURS PER MONTH, ZERO HOURS DURING TRADING, RETAIL WINE AND SPIRIT SALES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-30 |
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