Michael Louis Schwartz

Current Employers

Employment History

• 09/2013 → Present
  Independent Financial Group
  Jenkintown, PA

Previous Registrations

• 2012-06-14 → 2013-10-04
  First Allied Advisory Services, Inc.
  Jenkintown, PA
• 2007-12-17 → 2012-07-02
  First Allied Securities, Inc.
  Jenkintown, PA
  Lansdale, PA
  San Diego, CA
  Lansdale, PA
• 2005-01-03 → 2007-12-31
  Next Financial Group, Inc.
  Jenkintown, PA
• 2004-03-11 → 2004-12-31
  National Planning Corporation
  Jenkintown, PA

Other Businesses

(1) INSURANCE POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/02/1977 ADDRESS: 1105 Taylorsville Road, Suite 321, Washington Crossing PA 18977, United States DESCRIPTION: INSURANCE AGENT PROVIDING VARIOUS TYPES OF INSURANCE (2) TAX PREP POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/1981 ADDRESS: 1105 Taylorsville Road, Suite 321, Washington Crossing PA 18977, United States DESCRIPTION: PROVIDES ACCOUNTING SERVICE AND TAX RETURN PREPARATION (3) WRITER POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2009 ADDRESS: 1105 Taylorsville Road, Suite 321, Washington Crossing PA 18977, United States DESCRIPTION: PROVIDES ARTICLES TO PUBLICATIONS ON A NUMBER OF BUSINESS SUBJECTS (4) CONSULTANT POSITION: Officer/Director NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 02/14/2013 ADDRESS: 1105 Taylorsville Road, Suite 321, Washington Crossing PA 18977, United States DESCRIPTION: BUSINESS CONSULTANT OFFERING BUSINESS VALUATIONS TO SMALL BUSINESS OWNERS (5) SCHWARTZ FINANCIAL SERVICES POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 75 START DATE: 03/03/2003 ADDRESS: 1105 Taylorsville Road, Suite 321, Washington Crossing PA 18977, United States DESCRIPTION: 100% OWNER OF DBA SCHWARTZ FINANCIAL SERVICES USED FOR MARKETING PURPOSES

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-29
• S63 Uniform Securities Agent State Law Examination
  1985-11-08

Other Names

• Michael Schwartz