Frank N Dolce

Current Employers

Employment History

• 09/2005 → 10/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, NJ
• 07/2011 → 10/2019
  Bank Of America, N.A.
  Wayne, NJ
• 10/2019 → Present
  Rbc Capital Markets, Llc.
  Florham Park, NJ
• 11/2019 → Present
  City National Bank
  Florham Park, NJ

Previous Registrations

• 2005-09-30 → 2019-10-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sparta, NJ
  Wayne, NJ
  Sparta, NJ
• 2002-05-14 → 2005-10-04
  Morgan Stanley Dw Inc.
  Rockaway, NJ

Other Businesses

(1)LAKE MOHAWK GOLF CLUB, SPARTA, NJ 07871 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 4, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 01/02/12, POSITION - ADVISORY BOARD MEMBER, I AM ON THE BOARD FOR THE LAKE MOHAWK GOLF CLUB. IT IS A PRIVATE GOLF CLUB. WE PLAY GOLF. (2)NAME OF ENTITY: Subsurface Solution; ADDRESS: 2 Cheyenne Trail Sparta, NJ 07871; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Environmental Consulting; CAPACITY: Owner/Passive; START DATE: 02/19/2021; DUTIES: None; HOURS DEVOTED PER MONTH: None; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; (3)NAME OF ENTITY: Jerzy Boy Production Inc.; ADDRESS: 2 Cheyenne Trail Sparta, NJ 07871; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Acting Employee Leasing; CAPACITY: Board of Directors; START DATE: 01/01/2021; DUTIES: none simple support for my 24 year old son; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-25
• S63 Uniform Securities Agent State Law Examination
  1991-12-23

Other Names

• Francis Dolce
• Francis Neil Dolce
• Frank N Dolce
• Frank N Dolce Sr