Roy Leon Matlock

Current Employers

Employment History

• 01/1984 → 03/2022
  Pfs Investments Inc.
  Brentwood, TN
• 02/1991 → 03/2022
  Primerica Financial Services
  Brentwood, TN
• 07/2022 → 10/2023
  Terra Wealth Management, Llc
  Nashville, TN
• 03/2022 → 10/2023
  Purshe Kaplan Sterling Investments
  Albany, NY
• 09/2023 → 10/2023
  Rmj Small Biz
  Nashville, TN
• 11/2023 → Present
  Pks Advisory Services, Llc Dba Rmj Advisory
  Nashville, TN
• 06/2008 → Present
  Sales Team Pro, Llc
  Nashville, TN
• 01/2023 → 09/2023
  Connectmybiz Llc
  Nashville, TN
• 11/2023 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 09/2023 → 10/2023
  Pks Advisory Services, Llc
  Nashville, TN

Previous Registrations

• 2022-07-12 → 2023-10-24
  Terra Wealth
  Nashville, TN
  High Point, NC
• 2023-09-21 → 2023-10-09
  Pks Advisory Services, Llc
  Nashville, TN
  Albany, NY
• 2020-10-01 → 2022-05-09
  Pfs Investments Inc.
  Brentwood, TN
  Brentwood, TN

Other Businesses

1. PKS Advisory Services, LLC dba RMJ Advisory. Investment related. At the registered location. Independent Advisor/Agent of PKSA- Registered independent advisory firm.11/2023. 40hours. 40hours. Meet with clients, handle client business and train other advisors. 2. RMJ Insurance LLC, Fixed Insurance, Life, P&C. Investment Related. 1802 Williamson Ct. Suite 101 Brentwood, TN. 37027. Insurance Sales. Agent. 03/2022. 10 Hrs/Mo; All During Trading Hours. Insurance Sales. 3. The Money and Business Hour Radio Show. Investment Related. 1802 Williamson Ct. Suite 101 Brentwood, TN. 37027. Talk Radio. Owner. 02/2019. Time Spent Varies, about 2 hours a week, 1/2 during trading hours. Prerecorded and Live Radio Show that is also a Podcast. No Specific Advice Given. 4. Sales Team Pro. Investment Related. 1802 Williamson Ct. Suite 101 Brentwood, TN. 37027. Sales Tool App. Owner. 06/2008. 20 Hrs/Mo; Some During Trading Hours. Operate Business. 5. Definet Contact. Not Investment Related. 1802 Williamson Ct. Suite 101 Brentwood, TN. 37027. Technology Services Company. Owner. 06/2008. 5 Hrs/Mo; Some During Trading Hours. Digital Agency that does not Involve Financial Services. Managerial in Nature. 6. RMJ Marketing LLC. Not investment related. 2817 West End. Ave. #388 Nashville, TN. 37203. Encompasses the expansion of the radio show and manages advertising. 5 Hrs/Mo; Some During Trading Hours. Digital Agency that does not Involve Financial Services. Managerial in Nature. 7. Fixed Insurance. Investment related. At the registered location. Fixed insurance. Agent. Agent. 11/13/2023. 10. 10.Provide insurance advice based on the needs of client(s). 8. RMJ Small Biz, LLC. Investment Related. At Reported Location. Health Insurance, LTC, Disability Insurance, and Medicare. Owner. 10/2025. 32 Hrs/Mo; 18 Hrs During Trading Hours. Oversee Agents Selling and to Sell As an Agent.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-16
• S63 Uniform Securities Agent State Law Examination
  1984-03-15