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111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2008-11-13 |
Branch Locations
111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1492 Capital Management, Llc | Milwaukee | WI | 09/2008 | Present |
| North Capital Private Securities | Salt Lake City | UT | 11/2017 | Present |
1) Stracka Family Farm Trust - Farming and maintaining conservation Reserve Program Land. This includes prescribed burns or mowing and removal of invasive species. Not investment related. 2 hours/week. 2) 1492 CAPITAL MANAGEMENT, LLC 309 NORTH WATER STREET, SUITE 505 MILWAUKEE, WI 53202. POSITION: FOUNDING PRINCIPAL. COMMENCED:SEPTEMBER 2008. PRIMARILY PROVIDES DISCRETIONARY ASSET MANAGEMENT SERVICES TO INDIVIDUALS, CORPORATIONS, PENSION AND PROFIT-SHARING PLANS, FOUNDATIONS, TRUSTS AND OTHER SEPARATE ACCOUNTS. 1492'S INVESTMENT FOCUS IS ON EQUITY SECURITIES, PARTICULARLY STOCKS OF COMPANIES WITH SMALLER MARKET CAPITALIZATIONS WHICH ARE DEFINED AS COMPANIES THAT HAVE MARKET CAPITALIZATIONS UNDER $3 BILLION. 1492 GENERALLY MANAGES IN ACCORDANCE WITH FOUR MODEL STRATEGIES (MICROCAP, SMALL CAP VALUE, SMALL CAP GROWTH AND SMALL CAP CORE). TIME DEVOTED: APPROXIMATELY 40 HOURS PER WEEK. 3) Board of Supervisors: Supervisor for the Town Of Mineral Point overseeing road maintenance, zoning and general complaints of members of community. Not investment related. 1 hr / wk.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-01-14 |
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