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Current Employers
1492 Capital Management, Llc

111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2008-11-13
  • WI RA
    APPROVED
    Since 2008-11-13

Branch Locations

111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1492 Capital Management, Llc Milwaukee WI 09/2008 Present
North Capital Private Securities Salt Lake City UT 11/2017 Present
Previous Registrations
Other Businesses

1) Stracka Family Farm Trust - Farming and maintaining conservation Reserve Program Land. This includes prescribed burns or mowing and removal of invasive species. Not investment related. 2 hours/week. 2) 1492 CAPITAL MANAGEMENT, LLC 309 NORTH WATER STREET, SUITE 505 MILWAUKEE, WI 53202. POSITION: FOUNDING PRINCIPAL. COMMENCED:SEPTEMBER 2008. PRIMARILY PROVIDES DISCRETIONARY ASSET MANAGEMENT SERVICES TO INDIVIDUALS, CORPORATIONS, PENSION AND PROFIT-SHARING PLANS, FOUNDATIONS, TRUSTS AND OTHER SEPARATE ACCOUNTS. 1492'S INVESTMENT FOCUS IS ON EQUITY SECURITIES, PARTICULARLY STOCKS OF COMPANIES WITH SMALLER MARKET CAPITALIZATIONS WHICH ARE DEFINED AS COMPANIES THAT HAVE MARKET CAPITALIZATIONS UNDER $3 BILLION. 1492 GENERALLY MANAGES IN ACCORDANCE WITH FOUR MODEL STRATEGIES (MICROCAP, SMALL CAP VALUE, SMALL CAP GROWTH AND SMALL CAP CORE). TIME DEVOTED: APPROXIMATELY 40 HOURS PER WEEK. 3) Board of Supervisors: Supervisor for the Town Of Mineral Point overseeing road maintenance, zoning and general complaints of members of community. Not investment related. 1 hr / wk.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-14
  • S63 Uniform Securities Agent State Law Examination
    1986-01-14

View on SEC IAPD

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