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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-09-22
  • TX RA
    APPROVED
    Since 2004-09-22

Branch Locations

303 Pearl Parkway Suite 380, San Antonio, TX 78215-1285 • United States

New Braunfels, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation San Antonio TX 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    San Antonio, TX
Previous Registrations
  • 1984-03-05 → 2004-09-09
    Morgan Stanley Dw Inc.
    Austin, TX
Other Businesses

VICTOR'S RIVER HOUSE; ADDRESS: 961 CHICAGO NEW BRAUNFELS, TX 78130; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 03/09/2009; CAPACITY: OWNER-ACTIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-09
S63 Uniform Securities Agent State Law Examination 1984-03-01
  • S66 Uniform Combined State Law Examination
    2006-03-09
  • S63 Uniform Securities Agent State Law Examination
    1984-03-01
Other Names
  • Victor Vardell Oelsen
  • Victor Varvell Oelsen
  • Victor Bardell Oelsen

View on SEC IAPD

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