James Francis Dever

Current Employers

Employment History

• 01/2009 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
• 05/2019 → 10/2022
  Bofa Securities, Inc.
  Philadelphia, PA
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA

Other Businesses

I*87709FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: G. W. FUNDINVESTMENT RELATED: NOADDRESS OF BUSINESS: NEW YORK, NEW YORK 10016POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBERSTART DATE OF RELATIONSHIP: 9/14/2015NUMBER OF HOURS DEVOTED: 4 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I WAS ASKED TO BE ON THE BOARD OF THIS NON-FOR-PROFIT WHICH IS IN THE MEMORY OF G. W. APPROXIMATELY 5 YEARS AGO. HIS FAMILY ESTABLISHED THIS FUND TO ASSIST OTHER VICTIMS AND THEIR FAMILIES.I*: 2149281Entity Type: CharitableName of OBA: Sharing ExcessAddress: Philadelphia, PA19153Investment Related: No Position, Title, Association: Board memberEmployee Start Date: 02/03/2025Number of Hours: 12 hrs annuallyNumber of Hours during trading: 0Duties: Sharing Excess is a non-profit whose mission is to address food insecurity in the community at-large. My role would be as a member of the Board with no direct management responsibilities at all.I*: 2249324Entity Type: Business or Industry OrganizationName of OBA: Pennsylvania Bankers AssociationAddress: Harrisburg, PA 17110Investment Related: NoPosition, Title, Association: Board memberEmployee Start Date: 04/07/2025Number of Hours: 20 hrs annuallyNumber of Hours during trading: 0Duties: Board MemberI*3301265, Entity Type: Entity Charitable, Name of OBA: Pennsylvania (PA) Chamber of Business and Industry, Address: Harrisburg, Pennsylvania, 17101, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 01/01/2026, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Member of the Board of Directors, PA Chamber serves as the frontline advocate for businesses of all sizes throughout the state with no bias towards industry category. PA Chamber promotes business throughout the state creating a favorable business climate for PA job creators. I*4721282 Entity Type: Entity Charitable Name of OBA: Team Pennsylvania Address: Harrisburg, Pennsylvania, 17101 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/15/2026 Number of Hours: 2, Monthly Number of Hours during trading: 1, Monthly Duties: Drive economic growth through public/private partnership. Key areas of focus - Agriculture, Energy, Manufacturing, Robotics & Tech, and Life Sciences. Board Member

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-05
• S63 Uniform Securities Agent State Law Examination
  1998-06-15