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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-06
NJ RA APPROVED 2002-08-13
  • TX RA
    APPROVED_RES
    Since 2020-08-06
  • NJ RA
    APPROVED
    Since 2002-08-13

Branch Locations

Galloway, NJ • United States

1415 Hooper Ave, Toms River, NJ 08753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 12/1987 Present
Bank Of America, N.A. Toms River NJ 07/2011 Present
Bank Of America, N.A. San Jose CA 11/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-15
S63 Uniform Securities Agent State Law Examination 1984-03-15
  • S65 Uniform Investment Adviser Law Examination
    1994-09-15
  • S63 Uniform Securities Agent State Law Examination
    1984-03-15
Other Names
  • Albert Wayne Kobular

View on SEC IAPD

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