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1820 Lancaster St, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-21 |
Branch Locations
1820 Lancaster St, Baltimore, MD 21231 • United States
130 Library Lane, Matthews, NC 28105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lombard Securities Incorporated | Mathews | NC | 01/2007 | Present |
Cox Wealth Advisors; 130 Library Lane Matthews, NC 28105. DBA of Lombard Securities Incorporated. Insurance Licensed for the following lines: Variable Life, Variable Annuity, Life, Accident, and Health or Sickness. Grist Mill Corporation (LLC); 130 Library Lane Matthews, NC 28105. Established in February 2025 for the purposes of personal investing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-08 |
| S65 | Uniform Investment Adviser Law Examination | 2002-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-10 |
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