Michael Craig

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2023-10-31
CA	RA	APPROVED	1997-07-08

NV RA
APPROVED

Since 2023-10-31
CA RA
APPROVED

Since 1997-07-08

Branch Locations

50 W San Fernando St, San Jose, CA 95113 • United States

900 Tahoe Blvd, Incline Village, NV 89451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Jose	CA	12/1983	Present
Bank Of America,Na	San Jose	CA	09/2009	Present

12/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA
09/2009 → Present

Bank Of America,Na

San Jose, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-03-27

S63 Uniform Securities Agent State Law Examination

1984-03-27

Other Names

Michael Brennan Craig

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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