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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-02-27 |
| TX | RA | APPROVED_RES | 2023-02-27 |
Branch Locations
520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co.,Inc | Chesterfield | MO | 05/2013 | 04/2017 |
| Charles Schwab Bank | Chesterfield | MO | 05/2013 | 04/2017 |
| Fidelity Brokerage Services Llc | Chesterfield | MO | 04/2017 | 02/2023 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 02/2023 |
| Stifel, Nicolaus & Company, Incorporated | Chesterfield | MO | 02/2023 | Present |
Midwest Lacrosse Officials Organization; 17620 Myrtlewood Drive Wildwood MO 63005; Lacrosse Official; 1/1/1991; 4 hours per week; not during securities trading hours; not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-03-04 |
| S65 | Uniform Investment Adviser Law Examination | 2009-10-21 |
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