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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-10-03 |
| TX | RA | APPROVED_RES | 2016-10-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Szarka Financial Management | N Olmsted | OH | 01/1987 | Present |
| Fsc Securities Corporation | North Olmsted | OH | 09/2001 | 10/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2016 | Present |
1.Les Szarka, 29691 Lorain Rd., North Olmsted, OH 44070, Author FINANCIAL BOOKS since 1/1/13, non-investment related, 1 hour yearly not during trading hours. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/03/2016 3.L.A. SZARKA CFP & ASSOC INC, dba: SZARKA FINANCIAL MANAGEMENT, 29691 LORAIN RD, NORTH OLMSTED, OH, 1/1990 AS CEO/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 50/WK - 8/TRADING. 4.SZARKA RESTAURANT LLC, 29691 LORAIN RD, NORTH OLMSTED, OH, 1/2004 AS OWNING MEMBER OF RENTAL PROPERTY. NIR - 2/MO - 0/TRADING. 5. LESLIE A. & DEBRA J SZARKA, 29691 LORAIN RD. NORTH OLMSTED, OH, RENTAL INCOME OWNER, BUILDING SZARKA FINANCIAL, 02/01/99, NIR, 1 HR/MO- 0/TRADING HR. 6. Szarka Financial, 29691 Lorain Rd, North Olmsted OH. 2/1/1983,CEO, Independent Insurance Agent for various Independent insurance Companies. Investment related, 2/monthly, 2/trade. 7.SZARKA FAMILY COTTAGE RENTAL, 17670 CAMPBELL RD, NELSONVILLE, OH, 9/2019 AS CO-OWNER OF LLC THAT OWNS VACATION RENTAL PROPERTY. NIR - 0 HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-08 |
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