Patric Joseph Wallace

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-09

NY RA
APPROVED

Since 2021-04-09

Branch Locations

4098B Noyac Rd., Sag Harbo, NY 11963 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	10/2009	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	10/2009	Present

10/2009 → Present

Cambridge Investment Research, Inc

Fairfield, IA
10/2009 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2000-08-01 → 2009-10-01

Cetera Wealth Services, Llc

Mendham, NJ

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50/WK - 8/TRADING. 10/01/09 2.WALLACE GROUP, 10 S HARBOR DR, SAG HARBOR, NY INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/01/90, NIR, OWNER, 5/WK- 5/TRADING

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-03-04

S63 Uniform Securities Agent State Law Examination

1991-03-04

Designations

View on SEC IAPD