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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2015-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | South Jordan | UT | 10/2015 | Present |
1. 10/21/2015 - Real Estate Rental/ Tenant-in-common of a 10 acre field leased to a farmer/ 1%/ SOUTH JORDAN, UT. 2. 8/29/2017 - No Business Name - Investment Related - South Jordan, Utah - Real Estate Rental - Started 08/07/2017 - 8 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-28 |
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