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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-09-09 |
| TX | RA | APPROVED_RES | 2019-09-05 |
Branch Locations
200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Morristown | NJ | 06/2009 | 09/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2019 |
| Wells Fargo Clearing Services Llc | Florham Park | NJ | 09/2019 | Present |
EXECUTOR FOR BROTHER'S ESTATE, INV RELATED, CHESTER, NJ, START: 6/3/2021, 5 HRS/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, BEACH HAVE, NJ, 100% OWNERSHIP, START 1/1/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, LONG BEACH TOWNSHIP, NJ, 100% OWNERSHIP, START 10/7/24, 1 HR PER MONTH, 0 HRS DURIN TRADING; TRUSTEE FOR FAMILY FRIEND; INV RELATED;FLORHAM PARK,NJ; TRUSTEE/CO-TRUSTEE; START DATE: 06/30/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING; SUCCESSOR BENEFICIARY FOR BROTHER; INV RELATED;FLORHAM PARK,NJ; BENEFICIARY; START DATE: 05/15/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-02-28 |
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