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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED | 2020-01-07 |
| NJ | RA | APPROVED | 2020-01-03 |
Branch Locations
61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Paramus | NJ | 02/2008 | 01/2020 |
| Raymond James & Associates, Inc. | Paramus | NJ | 01/2020 | Present |
(1)Name of Business: Diamond, Julie & Marty Address: 106 Shore Rd, Tafton, PA, 18464, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 05/08/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Trustee Musita
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-03-23 |
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