Martin Alan Diamond

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 01/2020
  Ubs Financial Services Inc
  Paramus, NJ
• 01/2020 → Present
  Raymond James & Associates, Inc.
  Paramus, NJ

Previous Registrations

• 2008-02-15 → 2020-01-14
  Ubs Financial Services Inc.
  Paramus, NJ
• 2003-07-01 → 2008-02-19
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
  Paramus, NJ
• 2001-07-02 → 2003-07-01
  Prudential Equity Group, Llc
  Paramus, NJ

Other Businesses

(1)Name of Business: Diamond, Julie & Marty Address: 106 Shore Rd, Tafton, PA, 18464, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 05/08/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Trustee Musita

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-03-23

Designations

• Certified Financial Planner