Curtis A. Paul

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1983 → 10/2018
  Edward D. Jones & Co., L.P.
  Oberlin, OH
• 10/2018 → 09/2024
  B.RIley Wealth Management, Inc.
  Oberlin, OH
• 07/2022 → 09/2024
  B. Riley Wealth Advisors, Inc.
  Oberlin, OH
• 09/2024 → Present
  Ameriprise Financial Services Llc
  Pepper Pike, OH

Previous Registrations

• 2022-07-25 → 2024-10-18
  B. Riley Wealth Advisors, Inc.
  Oberlin, OH
  Beachwood, OH
• 2018-10-09 → 2022-12-31
  B. Riley Wealth Management
  Mentor, OH
  Oberlin, OH
• 2007-01-25 → 2018-10-08
  Edward Jones
  Oberlin, OH

Other Businesses

Board of Directors; Oberlin Rotary Club Board of Directors; Membership Chair; 82 Pyle Road, , Oberlin, OH, 44074; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Rotary District 6600 Advisory Board; District 6600 LEarning Facilitator; 1 Multiple locations, , Toledo, OH, 43537; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-04-18

Other Names

• Curtis Alan Paul