Best Investors
Account
Sign in
6790 Embarcadero Lane Suite 100, Carlsbad, CA 92011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-07 |
| AZ | RA | APPROVED | 2021-10-27 |
| CA | RA | APPROVED | 2006-12-07 |
Branch Locations
6790 Embarcadero Lane Suite 100, Carlsbad, CA 92011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Financial Team, Inc. | Carlsbad | CA | 03/1998 | Present |
| The Financial Team, Inc. | Carlsbad | CA | 01/2014 | Present |
| Independent Financial Group | Carlsbad | CA | 03/2020 | 09/2020 |
| Jrl Capital Corporation | Newport Beach | CA | 09/2020 | 05/2023 |
| Great Point Capital, Llc | Chicago | IL | 05/2023 | 12/2025 |
(1) INSURANCE; POSITION: Agent/Representative NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1998; ADDRESS: 6790 Embarcadero Lane, Suite 100, Carlsbad, CA 92010; DESCRIPTION: CA Insurance agent offering various types of insurance products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-12-07 |
Reach out to this advisor