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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-04-22
TX RA APPROVED 2016-04-22
  • LA RA
    APPROVED
    Since 2016-04-22
  • TX RA
    APPROVED
    Since 2016-04-22

Branch Locations

3510 North Causeway Blvd Suite 520, Metairie, LA 70002 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Benjamin F. Edwards & Co. Mandeville LA 04/2016 Present
  • 04/2016 → Present
    Benjamin F. Edwards & Co.
    Mandeville, LA
Previous Registrations
Other Businesses

1.AZALEA CLUB MEMBER OF BOARD, MARDIGRAS CLUB, NOT INVESTMENT RELATED. 2.FAULKNER AND CLEMENS LLC:INVESTMENT RELATED:3/2010-PRESENT: METAIRIE, LA:PROPRIETOR/OWNER:OPERATING COMPANY:5 HRS/MO:0 HRS DURING TRADING:THIS IS MY OPERATING COMPANY THAT I USE SOLELY FOR PAYING SALARY AND OTHER EXPENSES. ONLY MY EMPLOYEES AND SUPPLIERS/VENDORS ARE INVOLVED IN THIS OPERATING COMPANY (FAULKNER AND CLEMENS LLC DOES NOT RECEIVE ANY DIRECT REVENUE FROM CLIENTS OR CUSTOMERS).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-23
S63 Uniform Securities Agent State Law Examination 1984-04-18
  • S65 Uniform Investment Adviser Law Examination
    2007-06-23
  • S63 Uniform Securities Agent State Law Examination
    1984-04-18

View on SEC IAPD

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