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Mark Anthony Mattiacci

Edward Jones

Waukesha, WI

CRD 1239495

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-20
WI RA APPROVED 2000-01-31
  • TX RA
    APPROVED_RES
    Since 2019-02-20
  • WI RA
    APPROVED
    Since 2000-01-31

Branch Locations

2140 W St Paul Ave Ste E, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2000 Present
Other Businesses

MATTIACCI & ASSOCIATES, LLC Type of business: INSURANCE SALES WAUKESHA, WI Start date: 7/14/1997 OWNER Hours per week: 0 Hours during trading: 0 ONLY RECEIVE COMMISSION RESIDUALS ON OLD LIFE & DI POLICIES Catalina Farms LLP Type of business: Farm Boyden, IA Start date: 12/29/2020 Partner Hours per week: 0 Hours during trading: 0 I'm a silent partner in this LLP, only responsibility is a few hours each year to update financial information and maybe vote on decisions of the LLP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-13
S63 Uniform Securities Agent State Law Examination 1984-03-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-13
  • S63 Uniform Securities Agent State Law Examination
    1984-03-15

View on SEC IAPD

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