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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2014 | 11/2024 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 06/2014 | 11/2024 |
| Mml Investors Services, Llc | Macon | GA | 01/2025 | Present |
| Massmutual Life Insurance Company | Macon | GA | 11/2024 | Present |
(1)NAME: MICHAEL E. CLARK AND ASSOCIATES, INC., INV REL: N, ADD: 3643 VINEVILLE AVENUE, MACON, GA 31204, NATURE: ENGINEERING FIRM, POSITION: SECRETARY OF THE BOARD, START DATE: 9/1/1994, NO. HR/MO: 1.5, NO. HR/MO DURING SEC TRADING: 0, DUTIES: TAKE MONTHLY MINUTES, DISCUSS FINANCES AND APPROVE P&L, MEET WITH CPA TO DISCUSS MAJOR PURCHASES AND TAX PLANNING. (2)NAME: KATHARINE CLARK INSURANCE SALES, INV REL: Y, ADD: 2050 BOWMAN PARK, MACON, GA, 31210 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 11/1981, NO. HR/MO: 20-25, NO. HR/MO DURING SEC TRADING: 1 - 1 1/2, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (3)NAME: 3643 VINEVILLE PROPERTY, LLC, INV REL: Y, ADD: 3643 VINEVILLE AVENUE, MACON, GA 31204, NATURE: RENTAL INCOME, POSITION: PROPERTY OWNER, START DATE: 9/30/2020, NO. HR/MO: 1-2, NO. HR/MO DURING SEC TRADING: 0, DUTIES: COLLECT RENT, PAY REAL ESTATE TAXES, INSURANCE, MONTHLY UTILITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-22 |
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