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Current Employers
Hazard & Siegel Advisory Services Llc

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-04-06
FL RA APPROVED 2021-03-26
PA RA APPROVED 2021-02-01
  • SC RA
    APPROVED
    Since 2022-04-06
  • FL RA
    APPROVED
    Since 2021-03-26
  • PA RA
    APPROVED
    Since 2021-02-01

Branch Locations

Carnegie, PA • United States

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Advisors Pittsburgh PA 04/2004 04/2018
Pnc Capital Markets Pittsburgh PA 04/2006 04/2018
Hazard & Siegel Inc Dewitt NY 11/2020 Present
First Commonwealth Bank Pittsburgh PA 07/2018 07/2020
Unemployed Carnegie PA 08/2020 11/2020
Hazard & Siegel Advisory Servcies Llc Dewitt NY 11/2020 Present
  • 04/2004 → 04/2018
    Pnc Advisors
    Pittsburgh, PA
  • 04/2006 → 04/2018
    Pnc Capital Markets
    Pittsburgh, PA
  • 11/2020 → Present
    Hazard & Siegel Inc
    Dewitt, NY
  • 07/2018 → 07/2020
    First Commonwealth Bank
    Pittsburgh, PA
  • 08/2020 → 11/2020
    Unemployed
    Carnegie, PA
  • 11/2020 → Present
    Hazard & Siegel Advisory Servcies Llc
    Dewitt, NY
Previous Registrations
  • 2004-01-01 → 2004-06-29
    Pittsburgh, PA
  • 2002-09-12 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Pittsburgh, PA
Other Businesses

1) CADENCE COUNSEL CONTRACT ATTORNEY, DOCUMENT REVIEW , 0-10 HRS PER MONTH, NON INVESTMENT RELATED 2) HAZARD & SIEGEL ADVISORY SERVICES LLC , IAR, 0-10 PER MONTH, ACT AS IAR AND/OR SOLICITOR FOR CLIENT ACCOUNTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
S65 Uniform Investment Adviser Law Examination 1995-09-11
S63 Uniform Securities Agent State Law Examination 1984-03-19
  • S66 Uniform Combined State Law Examination
    2021-01-08
  • S65 Uniform Investment Adviser Law Examination
    1995-09-11
  • S63 Uniform Securities Agent State Law Examination
    1984-03-19

View on SEC IAPD

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