Thomas James Sedoric

Current Employers

Employment History

• 01/2008 → 04/2018
  Wells Fargo Clearing Services, Llc
  Portsmouth, NH
• 04/2018 → 05/2022
  Raymond James Financial Services, Inc.
  Portsmouth, NH
• 04/2018 → Present
  Steward Partners Investment Advisory, Llc
  Portsmouth, NH
• 04/2018 → Present
  Steward Partners Global Advisory, Llc
  Portsmouth, NH
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Portsmouth, NH

Previous Registrations

• 2008-01-01 → 2018-04-30
  Wells Fargo Clearing Services, Llc
  Portsmouth, NH
• 1998-01-30 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Portsmouth, NH
  Portsmouth, NH
  St. Louis, MO

Other Businesses

(1)Name of Business: Boo's Bucket List, LLC Address: 5 Harborview Dr., Rye, NH, United States Activity Type: Business Owner Position/Title: Investment Related: No Start Date: 06/13/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advise my spouse and the Founder on strategy and planning activities (2)Name of Business: Piscataqua Savings Bank Address: Pleasant Street, Portsmouth, NH, 03801, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 09/01/1988 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend annual meeting to review bylaws and elect Trustees. (3)Name of Business: Steward Partners Global Advisory Address: 29 Maplewood Ave Ste C, Portsmouth, NH, United States Activity Type: Support Company - Non Owner Position/Title: Investment Related: No Start Date: 04/26/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide financial advice to clients (4)Name of Business: Steward Partners Investment Advisory LLC Address: 29 Maplewood Ave Ste C, Portsmouth, NH, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 04/26/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide investment advice to clients (5)Name of Business: The Sedoric Group of Steward Partners Address: 100 Maplewood Ave. Suite 100, Portsmouth, NH, 03801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/26/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Provide financial and planning advice to clients 6) 8 Wentworth Landing; Nature of Business: Real Estate Rental; City/State: Rye, NH; Position: Owner; Duties: Pay expenses and receive rental income; Start date: 01/01/2025; 2 HRS/MO devoted to this activity; 2 HRS/MO during business hours; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-08
• S63 Uniform Securities Agent State Law Examination
  1984-02-24

Other Names

• Tom James Sedoric