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Stephen Wayne Wesner

D.A. Davidson & Co.

Moscow, ID

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-19
ID RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2018-08-19
  • ID RA
    APPROVED
    Since 2009-10-23

Branch Locations

872 Troy Road Suite 130, Moscow, ID 83843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Moscow ID 08/2009 Present
Previous Registrations
  • 1990-03-22 → 2004-02-02
    Waddell & Reed
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-31
S65 Uniform Investment Adviser Law Examination 1997-05-08
S63 Uniform Securities Agent State Law Examination 1984-03-22
  • S66 Uniform Combined State Law Examination
    2009-08-31
  • S65 Uniform Investment Adviser Law Examination
    1997-05-08
  • S63 Uniform Securities Agent State Law Examination
    1984-03-22
Other Names
  • Steve Wayne Wesner

View on SEC IAPD

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Other Offices

HRC WEALTH MANAGEMENT, LLC · MOSCOW, ID
THRIVENT INVESTMENT MANAGEMENT INC. · Moscow, ID
COMPOUND PLANNING, INC. · Moscow, ID
EDWARD JONES · MOSCOW, ID
EDWARD JONES · MOSCOW, ID
EDWARD JONES · MOSCOW, ID
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