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Mark W Rethlake

Ubs Financial Services Inc.

Vero Beach, FL

Wayzata, MN

Edina, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-01
TX RA APPROVED_RES 2017-05-23
MN RA APPROVED 2014-02-03
  • FL RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED_RES
    Since 2017-05-23
  • MN RA
    APPROVED
    Since 2014-02-03

Branch Locations

Vero Beach, FL • United States

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Minneapolis MN 08/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-29
S63 Uniform Securities Agent State Law Examination 1984-03-20
  • S65 Uniform Investment Adviser Law Examination
    1999-09-29
  • S63 Uniform Securities Agent State Law Examination
    1984-03-20
Other Names
  • Mark Williams Rethlake
  • Mark William Rethlake

View on SEC IAPD

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