Wornel Le Vale Simpson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1993 → Present
  Wornel Simpson
  Sacremento, CA
• 02/2009 → 11/2023
  Fsc Securities Corporation
  Sacramento, CA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Sacramento, CA

Previous Registrations

• 2009-02-27 → 2023-11-03
  Fsc Securities Corporation
  Sacramento, CA
• 2000-08-07 → 2009-02-27
  Advantage Capital Corporation
  Sacramento, CA

Other Businesses

1. JCLYDE MANAGEMENT/CONSULTING POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2018 ADDRESS: 900 Fulton Ave., Suite 100-9, Sacramento CA 95825, United States DESCRIPTION: Management/Consulting with professional athletes, entertainers and entertainment-related entrepreneurs pertaining to business and marketing strategies. 2. WORNEL SIMPSON POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1983 ADDRESS: 900 Fulton Ave., Suite 100-8, Sacramento CA 95825, United States DESCRIPTION: Life Insurance Sales 3. TEAM SAGE POSITION: Board Member^President^Other - Coach and administrative duties with AAU Basketball team(s). NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2009 ADDRESS: 900 Fulton Ave., Suite 100-9, Sacramento CA 95825, United States DESCRIPTION: Coach, conduct practices, organize training activities,educational workshopsand tutoring.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-09
• S63 Uniform Securities Agent State Law Examination
  1991-03-20

Other Names

• Wornel Levale Simpson