Richard Lynn Fox

Employer firm

Alexander Investment Services Co. CRD 1037

$496M regulatory AUM 1 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Alexander Investment Services Co.

909 Lily Creek Road #101, Louisville, KY 40243-2808 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2022-04-19

KY RA
APPROVED

Since 2022-04-19

Branch Locations

Hendrickson Building - Suite 207 P.O. Box 1728, Harlan, KY 40831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alexander Investment Services Co.	Louisville	KY	02/1984	Present

02/1984 → Present

Alexander Investment Services Co.

Louisville, KY

Other Businesses

ROY'S BOYS, LLC. A small real estate investment company that owns a single commercial office building. Minority shareholder. Not securities-related. No significant amount of time regularly devoted to this activity.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-02-24

S63 Uniform Securities Agent State Law Examination

1984-02-24

Other Names

Rick Fox

View on SEC IAPD