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Current Employers
Alexander Investment Services Co.

909 Lily Creek Road #101, Louisville, KY 40243-2808 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-04-19
  • KY RA
    APPROVED
    Since 2022-04-19

Branch Locations

Hendrickson Building - Suite 207 P.O. Box 1728, Harlan, KY 40831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexander Investment Services Co. Louisville KY 02/1984 Present
Other Businesses

ROY'S BOYS, LLC. A small real estate investment company that owns a single commercial office building. Minority shareholder. Not securities-related. No significant amount of time regularly devoted to this activity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-02-24
  • S63 Uniform Securities Agent State Law Examination
    1984-02-24
Other Names
  • Rick Fox

View on SEC IAPD

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