Jonathan Mark Fairbanks

Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2019-10-02

CT RA
APPROVED

Since 2019-10-02

Branch Locations

Hartford, CT • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Philadelphia	PA	04/2013	09/2019
Mutual Securities, Inc.	Camarillo	CA	09/2016	12/2023
Mutual Advisors, Llc.	Omaha	NE	09/2019	Present

04/2013 → 09/2019

Janney Montgomery Scott Llc

Philadelphia, PA
09/2016 → 12/2023

Mutual Securities, Inc.

Camarillo, CA
09/2019 → Present

Mutual Advisors, Llc.

Omaha, NE

Previous Registrations

2013-04-10 → 2019-10-02

Janney Montgomery Scott Llc

West Hartford, CT
2009-06-01 → 2013-04-25

Morgan Stanley

Hartford, CT

Hartford, CT
2005-03-14 → 2009-06-01

Citigroup Global Markets Inc.

New York, NY

Hartford, CT

Hartford, CT

Hartford, CT
1998-05-01 → 2005-04-08

A. G. Edwards & Sons, Inc.

Farmington, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-29
S63	Uniform Securities Agent State Law Examination	1984-02-28

S65 Uniform Investment Adviser Law Examination

1992-01-29
S63 Uniform Securities Agent State Law Examination

1984-02-28

View on SEC IAPD