George Spiridon Harros

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
CA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-03-11
CA RA
APPROVED

Since 2009-06-01

Branch Locations

100 Wilshire Boulevard Suite 1900, Santa Monica, CA 90401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Sherman Oaks	CA	07/1993	Present
Morgan Stanley Smith Barney	Santa Monica	CA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

Sherman Oaks, CA
06/2009 → Present

Morgan Stanley Smith Barney

Santa Monica, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1997-07-08 → 2009-06-01

Citigroup Global Markets Inc.

Sherman Oaks, CA

Sherman Oaks, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-01-11
S63	Uniform Securities Agent State Law Examination	1984-02-24

S65 Uniform Investment Adviser Law Examination

1994-01-11
S63 Uniform Securities Agent State Law Examination

1984-02-24

Other Names

Spiridon George Harros
George Spiridoh Harros
Spiridon George Harros
Spiridon G Harros

View on SEC IAPD