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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-12-03 |
| TX | RA | APPROVED | 2015-12-03 |
Branch Locations
930 S. Commercial Street, Harrisburg, IL 62946 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Harrisburg | IL | 04/2000 | Present |
| Cornerstone Wealth Management, Llc | Harrisburg | IL | 12/2015 | Present |
1. 5/4/2000 - West Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/10/2016 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - START 12/14/2015 - 140 Hours Per Month During Securities Trading. 3. 9/1/2020 - West Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Started 08/27/2020 - 10 Hours Per Month During Securities Trading. 4. 12/17/2021 - West Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 5. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 140 Hours Per Month/140 Hours During Securities Trading 6) 05/12/2025 - Dean West - Not Investment Related - Other - farm land purchase and lease - Home based - Start Date: 11/15/2023 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-19 |
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