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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-12-03
TX RA APPROVED 2015-12-03
  • IL RA
    APPROVED
    Since 2015-12-03
  • TX RA
    APPROVED
    Since 2015-12-03

Branch Locations

930 S. Commercial Street, Harrisburg, IL 62946 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Harrisburg IL 04/2000 Present
Cornerstone Wealth Management, Llc Harrisburg IL 12/2015 Present
Other Businesses

1. 5/4/2000 - West Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/10/2016 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - START 12/14/2015 - 140 Hours Per Month During Securities Trading. 3. 9/1/2020 - West Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Started 08/27/2020 - 10 Hours Per Month During Securities Trading. 4. 12/17/2021 - West Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 5. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 140 Hours Per Month/140 Hours During Securities Trading 6) 05/12/2025 - Dean West - Not Investment Related - Other - farm land purchase and lease - Home based - Start Date: 11/15/2023 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-07
S63 Uniform Securities Agent State Law Examination 1991-07-19
  • S65 Uniform Investment Adviser Law Examination
    1999-06-07
  • S63 Uniform Securities Agent State Law Examination
    1991-07-19
Other Names
  • Dean E West

View on SEC IAPD

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