Leonard Raymond Dean

Current Employers

Employment History

• 02/2009 → Present
  Dean Bennett Insurance And Financial Services, Inc.
  Roseville, CA
• 01/2011 → 09/2019
  Allstate Financial Advisors, Llc
  Rocklin, CA
• 06/2019 → Present
  Finra Office Of Dispute Resolution
  New York, NY
• 01/2021 → 09/2022
  Portsmouth Financial Services
  San Francisco, CA
• 09/2022 → Present
  Dean Bennett Advisory Services Inc.
  Roseville, CA
• 09/2020 → 09/2022
  Portsmouth - Smartlife Financial Group, Llc
  San Francisco, CA
• 10/2019 → 10/2019
  Supreme Alliance Llc
  Granite Bay, CA

Previous Registrations

• 2020-09-29 → 2022-09-12
  Fiscal Wisdom Wealth Management Llc
  Roseville, CA
  Canton, CT
• 2019-10-01 → 2019-10-30
  Supreme Alliance Llc
  Charlotte, NC
  Granite Bay, CA
  Charlotte, NC
• 2011-01-14 → 2019-09-11
  Allstate Financial Advisors, Llc
  Rocklin, CA
  Roseville, CA
  Gold River, CA
• 2001-02-14 → 2010-12-17
  Principal Securities, Inc.
  Roseville, CA
  Roseville, CA
  Roseville, CA
  Reno, NV
  Reno, NV
  Minden, NV
  Incline Village, NV

Other Businesses

DEAN BENNETT INSURANCE & FINANCIAL SERVICES, INC POSITION: President NATURE: Insurance & financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 DESCRIPTION: Used as "DBA" for insurance & financial services sales. Administrative duties as officer. Spouse Deborah Bennett does group & individual medical, medicare support & LTC. This is a DVBE (Disbaled Veteran Business Ent) & as such I need to be 51% owner RENTALS POSITION: owner NATURE: Rental properties :1. 159-161 Wool St., San Francisco, CA 94110. 1820 Discovery Rd., Roseville, CA 95747 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: 3100 Ashridge Way, Granite Bay CA 95746, United States DESCRIPTION: See 4.1 FINRA OFFICE OF DISPUTE RESOLUTION POSITION: Arbitratior NATURE: Director , through Arbitrator assignment process, will assign to a three person panel , act a Arbitrator in a Finra dispute claim. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 06/28/2019 ADDRESS: One Libertyh Plaza, 165 Broadway, 27th Floor, New York NY 10006-1404, United States DESCRIPTION: Review all claimants/respondents documents, set hearing dates and timelines. Hear evidence and determined winning party to claim.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-19
• S63 Uniform Securities Agent State Law Examination
  1995-04-12

Designations

Other Names

• Lenny Dean
• Len Dean
• Leonard Raymond Dean
• Leonard Dean