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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-14 |
| VA | RA | APPROVED | 2002-04-30 |
Branch Locations
919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Richmond | VA | 03/2008 | Present |
(1) THE ORDER OF ST JOHNS AMERICAN PRIORY; ADDRESS: 1850 M STREET NW STE 1070 WASHINGTON, DC 20036; BUSINESS DESCRIPTION: HUMANITARIAN ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 08/06/2011; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: INVESTMENT COMMITTEE; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) RANDOLPH-MACON COLLEGE; ADDRESS: PO BOX 5005 ASHLAND, VA 23005; BUSINESS DESCRIPTION: PRIVATE LIBERAL ARTS COLLEGE; NOT INVESTMENT RELATED; START DATE: 12/01/1999; CAPACITY: BOARD OF TRUSTEE; DUTIES: TRUSTEE EMERITUS; HOURS DEVOTED PER WEEK: 3.75; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 3.75
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-24 |
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