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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
7311 Greenhaven Dr Ste 285, Sacramento, CA 95831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rodda & Nishimi , Inc | Sacramento | CA | 10/1983 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1.NAME OF OTHER BUSINESS: RODDA & NISHIMI, INC. INVESTMENT RELATED: NO ADDRESS: 7311 GREENHAVEN DR STE 285 SACRAMENTO CA 95831 NATURE OF BUSINESS: SET UP TO PAY BILLS & SALARIES START DATE: 9/1994 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF TRADING HOURS PER WEEK: 3 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, SECRETARY-TREASURER BRIEF DESCRIPTION OF DUTIES: MAINTAIN BUSINESS RECORDS, PAY BILLS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-03 |
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