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Tracy Lynn Gunter

Edelman Financial Engines

Roseville, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-25
TX RA APPROVED 2022-07-25
  • CA RA
    APPROVED
    Since 2022-07-25
  • TX RA
    APPROVED
    Since 2022-07-25

Branch Locations

2901 Douglas Blvd Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smart Investor Rocklin CA 05/2011 07/2022
Financial Engines Advisors L.L.C. Santa Clara CA 07/2022 02/2023
Financial Engines Advisors L.L.C. Santa Clara CA 02/2023 Present
  • 05/2011 → 07/2022
    Smart Investor
    Rocklin, CA
  • 07/2022 → 02/2023
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 02/2023 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2008-03-04 → 2022-08-25
    Smart Investor, Llc
    Roseville, CA
    Rocklin, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-04
  • S66 Uniform Combined State Law Examination
    2003-04-04
Designations
Other Names
  • Tracy Lynn Taylor
  • Tracy Lynn Taylor
  • Tracy Taylor

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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