Melissa Stout

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	1998-12-15
TX	RA	APPROVED_RES	1995-02-21

IN RA
APPROVED

Since 1998-12-15
TX RA
APPROVED_RES

Since 1995-02-21

Branch Locations

9921 Dupont Circle Dr W, Fort Wayne, IN 46825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Angola	IN	10/1980	Present
Bank Of America,Na	Angola	IN	12/2009	Present

10/1980 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Angola, IN
12/2009 → Present

Bank Of America,Na

Angola, IN

Other Businesses

I*500418 For profit or not for profit: Name of outside business organization: Melissa L Stout Revocable Trust dtd 2/9/2017 Investment related: Y Address of business: Fort Wayne, Indiana, 46804, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/8/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-14
S63	Uniform Securities Agent State Law Examination	1984-03-21

S65 Uniform Investment Adviser Law Examination

1994-10-14
S63 Uniform Securities Agent State Law Examination

1984-03-21

Other Names

Melissa Mcardlestout
Melissa Leigh Mcardle
Melissa Leigh Clark
Mellisa L Clark
Melissa Leigh Clark

View on SEC IAPD