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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-15 |
| TX | RA | APPROVED | 2025-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 10/2010 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 11/2016 | 11/2017 |
| Lpl Financial Llc | Fort Mill | SC | 11/2017 | 07/2025 |
| Lpl Financial Llc | Fort Mill | SC | 09/2025 | Present |
1)09/15/2025 - No Business Name - Real Estate Rental - Co-owner - Inv. Related - Amelia Island, FL - Start Date 2005 - 2 hrs/mth - 0 during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-27 |
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