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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2009-01-02
  • MS RA
    APPROVED
    Since 2009-01-02

Branch Locations

Laurel, MS • United States

525 Commerce Street, Suite A, Laurel, MS 39440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Laurel MS 04/1985 Present
Raymond James Financial Services Advisors, Inc Laurel MS 01/2009 Present
Other Businesses

(1)Name of Business: Address: 525 Commerce St Ste A, Laurel, MS, 39440-3954, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/06/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life Insurance Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-16
S63 Uniform Securities Agent State Law Examination 1993-02-01
  • S65 Uniform Investment Adviser Law Examination
    2003-07-16
  • S63 Uniform Securities Agent State Law Examination
    1993-02-01

View on SEC IAPD

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