Roderick Arthur Smyth

Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 01/2018
  Riverfront Investment Group, Llc
  Richmond, VA
• 03/2010 → 05/2026
  Alps Distributors, Inc.
  Denver, CO
• 01/2018 → 05/2021
  Riverfront Investment Group, Llc
  Richmond, VA
• 05/2021 → 07/2025
  Riverfront Investment Group, Llc
  Richmond, VA
• 07/2025 → Present
  Riverfront Investment Group, Llc
  Richmond, VA

Previous Registrations

• 2001-12-31 → 2008-04-10
  Wells Fargo Clearing Services, Llc
  Richmond, VA
  Richmond, VA

Other Businesses

1. Virginia Retirement Systems Advisory Committee; Investment-Related; P.O. Box 2500 Richmond, VA 23218; Managing the Pension Fund Assets of Virginia State Retirement System; Advisory Board Member; 04/01/2010; 2 HRS/MON; 2 HRS/MON During Trading Hours; Attend Meetings and Offer Opinions on Investment Matters. 2. Custodian Holdings, LL; Not Investment-Related; Address on File; LLC; Ownership of a 50 Acre Parcel of Land; Owner; 10/27/2017; 1 HR/MON; 2 HRS/MON During Trading Hours. 3. 1804 Grove, LLC; Not Investment-Related; Address on File; Home Rental; Owner of Property; 10/27/2017; 2 HRS/MON; 2 HRS/MON During Trading Hours. 4. 2007 Rosewood Ave, LLC; Not Investment-Related; Address on File; Rental Property; Joint Owner with Wife; 11/01/2018; 2 HRS/MON; 2 HRS/MON During Trading Hours. 5. Goochland Cares; Not Investment-Related; 2999 River Road West Goochland, VA 23063; Charity/ Food Bank; Finance Committee Member; 10/09/2025; 2 HRS/MON; 2 HRS/MON During Trading hours; Attend Monthly Meetings.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-12-24
• S65 Uniform Investment Adviser Law Examination
  1996-12-24