Andrew Stuart Cecil

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2009 → Present
  Bank Of America, Na
  New York, NY

Previous Registrations

• 1989-08-25 → 2002-10-15
  Prudential Equity Group, Llc
  New York, NY

Other Businesses

I*114724 For profit or not for profit: For-Profit Organization Name of outside business organization: Andrew S. Cecil Investment related: N Address of business: Rye, New York 10166 Nature of business: Other,I am writing a book fictional Position, title, association: Other, I am writing a fictional book Start date of relationship: 5/23/2018 Number of hours devoted: 30 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: writing a fiction book. The book is about a small boy growing up in Victorian London around 1850. After witnessing his step father kill his mother he is "adopted" by the most powerful London gangsters. This story is about his life growing up with the

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-28
• S63 Uniform Securities Agent State Law Examination
  1984-04-30