Richard Marlen Schmidt

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-07

NY RA
APPROVED

Since 2021-08-07

Branch Locations

520 Broad Hollow Rd., Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Co.	Syosset	NY	06/1983	Present
Nylife Securities Inc.	Melville	NY	12/1983	Present
Eagle Strategies	Melville	NY	07/2005	Present
Rsa Financial Group	Melville	NY	05/2013	Present

06/1983 → Present

New York Life Insurance Co.

Syosset, NY
12/1983 → Present

Nylife Securities Inc.

Melville, NY
07/2005 → Present

Eagle Strategies

Melville, NY
05/2013 → Present

Rsa Financial Group

Melville, NY

Other Businesses

OPERATING UNDER THE DBA NAME OF RSA FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS INVESTMENT RELATED. 576 BROAD HOLLOW ROAD, MELVILLE, NY 11747. (631)391-2966. USED TO SELL INSURANCE & INVESTMENT PRODUCT, 40 HOURS/WEEK INVESTMENT ADVISER REPRESENTATIVE OF EAGLE STRATEGIES LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-29
S63	Uniform Securities Agent State Law Examination	1984-09-17

S65 Uniform Investment Adviser Law Examination

2005-06-29
S63 Uniform Securities Agent State Law Examination

1984-09-17

Other Names

Richard Marlen Schmist

View on SEC IAPD