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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-09-25
TX RA APPROVED_RES 2017-09-18
  • NJ RA
    APPROVED
    Since 2017-09-25
  • TX RA
    APPROVED_RES
    Since 2017-09-18

Branch Locations

172 Main St, Chester, NJ 07930 • United States

Belle Mead, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lawrenceville NJ 04/2013 09/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 09/2017 Present
Bank Of America, N.A. Princeton NJ 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-27
  • S66 Uniform Combined State Law Examination
    2013-06-27
Other Names
  • Michael Edward Barna
  • Michael Barna

View on SEC IAPD

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