Craig Francis Nern

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2010-12-16

OR RA
APPROVED

Since 2010-12-16

Branch Locations

Nehalem, OR • United States

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Nehalem	OR	11/1994	Present

11/1994 → Present

D.A. Davidson & Co.

Nehalem, OR

Other Businesses

1) YAKO, LLC; NON-INVESTMENT RELATED; LLC; PARTNER; STARTING 2/25/2011; NO TIME DEVOTED TO THIS ACTIVITY OR DURING SECURITIES TRADING HOURS; LLC OWNS ONE RENTAL PROPERTY. 2) NORTH TILLAMOOK LIBRARY FRIENDS; NON-INVESTMENT RELATED; MANZANITA, OR; NON-PROFIT; BOARD PRESIDENT; START 1/20/26; 10-12 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; TO PROVIDE A BUILDING FOR USE BY THE TILLMOOK COUNTY LIBRARY. 3) NEAHKAHNIE WATER DISTRICT; NON-INVESTMENT RELATED; NEHALEM, OR; SPECIAL DISTRICT; BOARD MEMBER; START 6/10/25; 12 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I MANAGE TWO EMPLOYEES AND OVERSEE STANDARD DISTRICT DUTIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-05-21
S63	Uniform Securities Agent State Law Examination	1984-03-12

S65 Uniform Investment Adviser Law Examination

2007-05-21
S63 Uniform Securities Agent State Law Examination

1984-03-12

View on SEC IAPD