Elaine M Robison

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2016-06-29
LA	RA	APPROVED	2015-03-30
NC	RA	APPROVED	2015-03-30
TX	RA	APPROVED_RES	2015-03-30
OH	RA	APPROVED	2015-03-26
CA	RA	APPROVED	2011-06-15

WA RA
APPROVED

Since 2016-06-29
LA RA
APPROVED

Since 2015-03-30
NC RA
APPROVED

Since 2015-03-30
TX RA
APPROVED_RES

Since 2015-03-30
OH RA
APPROVED

Since 2015-03-26
CA RA
APPROVED

Since 2011-06-15

Branch Locations

Seattle, WA • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

1301 2Nd Avenue, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Securities Llc.	Bellevue	WA	08/2003	Present

08/2003 → Present

J.P Morgan Securities Llc.

Bellevue, WA

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-14
S63	Uniform Securities Agent State Law Examination	2000-08-30

S66 Uniform Combined State Law Examination

2011-06-14
S63 Uniform Securities Agent State Law Examination

2000-08-30

Other Names

Elaine Marie Robison

View on SEC IAPD