Lisa Ladds Doche

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
AK	RA	APPROVED	2021-03-10
AZ	RA	APPROVED	2021-03-09
TX	RA	APPROVED_RES	2021-03-04

AK RA
APPROVED

Since 2021-03-10
AZ RA
APPROVED

Since 2021-03-09
TX RA
APPROVED_RES

Since 2021-03-04

Branch Locations

14648 N Scottsdale Rd Ste 175, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Scottsdale	AZ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	11/2016	03/2021
Baird	Scottsdale	AZ	03/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Scottsdale, AZ
11/2016 → 03/2021

Wells Fargo Clearing Services, Llc

Scottsdale, AZ
03/2021 → Present

Baird

Scottsdale, AZ

Previous Registrations

1990-09-04 → 2021-03-15

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-09
S63	Uniform Securities Agent State Law Examination	1984-09-05

S65 Uniform Investment Adviser Law Examination

1995-09-09
S63 Uniform Securities Agent State Law Examination

1984-09-05

Other Names

Lisa Lynn Ladds
Lisa L Ladds Doche

View on SEC IAPD