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Mark George Holcomb

Ubs Financial Services Inc.

Erie, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-09-07
TX RA APPROVED_RES 2009-02-23
  • PA RA
    APPROVED
    Since 2012-09-07
  • TX RA
    APPROVED_RES
    Since 2009-02-23

Branch Locations

100 State Street - 4Th Floor, Erie, PA 16507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Erie PA 02/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-30
S63 Uniform Securities Agent State Law Examination 1984-03-02
  • S65 Uniform Investment Adviser Law Examination
    1996-04-30
  • S63 Uniform Securities Agent State Law Examination
    1984-03-02
Other Names
  • Mark Holcomb

View on SEC IAPD

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Other Offices

WEDGEWOOD INVESTORS INC · ERIE, PA
EQUITABLE ADVISORS, LLC · ERIE, PA
UBS FINANCIAL SERVICES INC. · ERIE, PA
WELLS FARGO CLEARING SERVICES, LLC · ERIE, PA
GLADSTONE WEALTH PARTNERS · Erie, PA
MORGAN STANLEY · ERIE, PA
GLADSTONE WEALTH PARTNERS · Erie, PA
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