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Ellen Mary Ficacci

Morgan Stanley

Morristown, NJ

Jericho, NY

Flanders, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2020-09-11
TX RA APPROVED_RES 2020-09-11
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2020-09-11
  • TX RA
    APPROVED_RES
    Since 2020-09-11

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Two Jericho Plaza, Jericho, NY 11753 • United States

Flanders, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Florham Park NJ 10/2009 09/2020
Morgan Stanley Smith Barney Llc Jericho NY 09/2020 Present
  • 10/2009 → 09/2020
    Rbc Capital Markets, Llc
    Florham Park, NJ
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Jericho, NY
Previous Registrations
  • 2009-10-09 → 2020-09-23
    Rbc Capital Markets, Llc
    Parsippany, NJ
    Florham Park, NJ
    New York, NY
  • 2002-06-21 → 2009-10-09
    J. B. Hanauer & Co.
    Parsippany, NJ
    Parsippany, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-20
S63 Uniform Securities Agent State Law Examination 1993-04-08
  • S65 Uniform Investment Adviser Law Examination
    2002-06-20
  • S63 Uniform Securities Agent State Law Examination
    1993-04-08
Other Names
  • Ellen Mcglew
  • Ellen Mary Mcglew

View on SEC IAPD

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Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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