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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-10-08
IL RA APPROVED 2025-09-19
TX RA APPROVED 2025-09-19
  • MO RA
    APPROVED
    Since 2025-10-08
  • IL RA
    APPROVED
    Since 2025-09-19
  • TX RA
    APPROVED
    Since 2025-09-19

Branch Locations

2001 Butterfield Rd Ste 1520, Downers Grove, IL 60515 • United States

Naperville, IL • United States

7733 Forsyth Blvd Ste 950, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Naperville IL 12/2014 11/2016
Wells Fargo Clearing Services, Llc Naperville IL 11/2016 09/2025
Ameriprise Financial Services Llc Downers Grove IL 09/2025 Present
Previous Registrations
Other Businesses

Business Ownership; Condon's; Co-owner; Retail; 160 Church St. , , Charleston, SC, 29401; Not Investment-Related; 10/22/2025; 0 hours per month; 0 during trading hours / Valor Vitality Performance and Enhancement Center for Men; Co-owner; Retail; 1010 Thunderbird Ln, , Naperville, IL, 60563; Not Investment-Related; 09/20/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; I've written a book.; Title: Quiet Strength Sub-Title: A Man's Second Half Can Be Better Than His First In the book THERE IS NOT a single reference to money, investing, retirement planning - NOTHING finance related.; 1010 Thunderbird Ln, , Naperville, IL 60563-2245, IL, 60563; Not Investment-Related; 04/01/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-18
S63 Uniform Securities Agent State Law Examination 1984-02-23
  • S65 Uniform Investment Adviser Law Examination
    1994-01-18
  • S63 Uniform Securities Agent State Law Examination
    1984-02-23
Designations
Other Names
  • Kevin Patrick Galvin

View on SEC IAPD

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